AMERICANS WITH DISABILITIES GUIDELINES
TABLE OF CONTENTS
ENFORCEMENT
GUIDANCE:
DISABILITY-RELATED INQUIRIES AND MEDICAL EXAMINATIONS OF EMPLOYEES UNDER THE
AMERICANS WITH DISABILITIES ACT (ADA)
INTRODUCTION
GENERAL PRINCIPLES
Disability-Related Inquiries and Medical
Examinations of Employees
JOB-RELATED AND CONSISTENT WITH BUSINESS
NECESSITY
Scope and Manner of Disability-Related
Inquiries and Medical Examinations
Disability-Related Inquiries and Medical
Examinations Relating to Leave
Periodic Testing and Monitoring
OTHER ACCEPTABLE DISABILITY-RELATED INQUIRIES AND MEDICAL
EXAMINATIONS OF EMPLOYEES
QUESTIONS AND
ANSWERS:
ENFORCEMENT GUIDANCE ON DISABILITY-RELATED INQUIRIES AND MEDICAL EXAMINATIONS
OF EMPLOYEES UNDER THE AMERICANS WITH DISABILITIES ACT (ADA)
INTRODUCTION
IN GENERAL
JOB RELATED AND CONSISTENT WITH BUSINESS
NECESSITY
SCOPE AND MANNER OF INQUIRIES AND
EXAMINATIONS
DISABILITY-RELATED INQUIRIES AND MEDICAL
EXAMINATIONS RELATED TO LEAVE
PERIODIC MEDICAL EXAMINATIONS AND TESTING
Enforcement
Guidance: Application Of The ADA
To Contingent Workers Placed By Temporary Agencies And Other Staffing Firms
Introduction
In
General
Offer
of Employment
Disability-Related Inquiries and Medical Examinations of Employees
Reasonable Accommodation And Undue Hardship
Qualification Standards, Employment Tests, And Other Selection
Criteria
Questions and Answers: Enforcement Guidance:
Application of the ADA
to Contingent Workers Placed by Temporary Agencies and Other Staffing Firms
Introduction
Disability-Related Inquiries and Medical
Examinations
Reasonable Accommodation and Undue
Hardship
Qualification Standards, Employment
Tests, and Other Selection Criteria
DISCLAMER
ENFORCEMENT
GUIENFORDANCE:
DISABILITY-RELATED INQUIRIES AND MEDICAL EXAMINATIONS OF EMPLOYEES UNDER THE
AMERICANS WITH DISABILITIES ACT (ADA)
INTRODUCTION
Title I of the Americans with Disabilities Act of 1990
(the "ADA")
limits an employer's ability to make disability-related inquiries or require
medical examinations at three stages: pre-offer, post-offer, and during
employment. In its guidance on pre-employment disability-related inquiries and
medical examinations, the Commission addressed the ADA's
restrictions on disability-related inquiries and medical examinations at the
pre- and post-offer stages. This enforcement guidance focuses on the ADA's
limitations on disability-related inquiries and medical examinations during
employment.(3)
Disability-related inquiries and medical examinations of
employees must be "job-related and consistent with business
necessity." This guidance gives examples of the kinds of questions that
are and are not "disability-related" and examples of tests and
procedures that generally are and are not "medical." The guidance
also defines what the term "job-related and consistent with business
necessity" means and addresses situations in which an employer would meet
the general standard for asking an employee a disability-related question or
requiring a medical examination. Other acceptable inquiries and examinations of
employees, such as inquiries and examinations required by federal law and those
that are part of voluntary wellness and health screening programs, as well as
invitations to voluntarily self-identify as persons with disabilities for
affirmative action purposes, also are addressed.
GENERAL PRINCIPLES
A. Background
Historically, many employers asked applicants and
employees to provide information concerning their physical and/or mental
condition. This information often was used to exclude and otherwise
discriminate against individuals with disabilities -- particularly non-visible
disabilities, such as diabetes, epilepsy, heart disease, cancer, and mental
illness -- despite their ability to perform the job. The ADA's
provisions concerning disability-related inquiries and medical examinations
reflect Congress's intent to protect the rights of applicants and employees to
be assessed on merit alone, while protecting the rights of employers to ensure
that individuals in the workplace can efficiently perform the essential
functions of their jobs.
Under the ADA,
an employer's ability to make disability-related inquiries or require medical
examinations is analyzed in three stages: pre-offer, post-offer, and
employment. At the first stage (prior to an offer of employment), the ADA
prohibits all disability-related inquiries and medical examinations, even if
they are related to the job. At the second stage (after an applicant is
given a conditional job offer, but before s/he starts work), an employer
may make disability-related inquiries and conduct medical examinations,
regardless of whether they are related to the job, as long as it does so for
all entering employees in the same job category. At the third stage (after
employment begins), an employer may make disability-related inquiries and
require medical examinations only if they are job-related and consistent
with business necessity.
The ADA
requires employers to treat any medical information obtained from a
disability-related inquiry or medical examination (including medical
information from voluntary health or wellness programs), as well as any medical
information voluntarily disclosed by an employee, as a confidential medical
record. Employers may share such information only in limited circumstances with
supervisors, managers, first aid and safety personnel, and government officials
investigating compliance with the ADA.
Disability-Related
Inquiries and Medical Examinations of Employees
The ADA
states, in relevant part:
A covered entity shall not require a medical examination
and shall not make inquiries of an employee as to whether such employee is an
individual with a disability or as to the nature and severity of the
disability, unless such examination or inquiry is shown to be job-related and
consistent with business necessity.
This statutory language makes clear that the ADA's
restrictions on inquiries and examinations apply to all employees, not just
those with disabilities. Unlike other provisions of the ADA
which are limited to qualified individuals with disabilities, the use of the
term "employee" in this provision reflects Congress's intent to cover
a broader class of individuals and to prevent employers from asking questions
and conducting medical examinations that serve no legitimate purpose. Requiring
an individual to show that s/he is a person with a disability in order to
challenge a disability-related inquiry or medical examination would defeat this
purpose. Any employee, therefore, has a right to challenge a
disability-related inquiry or medical examination that is not job-related and
consistent with business necessity.
Only disability-related inquiries and medical
examinations are subject to the ADA's
restrictions. Thus, the first issue that must be addressed is whether the
employer's question is a "disability-related inquiry" or whether the
test or procedure it is requiring is a "medical examination." The
next issue is whether the person being questioned or asked to submit to a
medical examination is an "employee." If the person is an employee
(rather than an applicant or a person who has received a conditional job
offer), the final issue is whether the inquiry or examination is
"job-related and consistent with business necessity" or is otherwise
permitted by the ADA.
1. What is a "disability-related inquiry"?
In its guidance on Pre-employment Questions and Medical
Examinations, the Commission explained in detail what is and is not a
disability-related inquiry. A "disability-related inquiry" is a
question (or series of questions) that is likely to elicit information about a
disability. The same standards for determining whether a question is disability-related
in the pre- and post-offer stages apply to the employment stage.
Disability-related inquiries may include the following:
- asking an employee whether s/he has (or ever
had) a disability or how s/he became disabled or inquiring about the
nature or severity of an employee's disability;
- asking an employee to provide medical
documentation regarding his/her disability;
- asking an employee's co-worker, family
member, doctor, or another person about an employee's disability;